Frequently Asked Questions

Q: What type of accounts does Riggs Capital Management, LLC manage?

A: Riggs Capital Management, LLC has managed assets for many different types of entities, such as Trust Accounts, Charitable Foundations, Corporate Retirement Plans, and Personal Accounts, both taxable and retirement. In all cases, we will meet regularly with Clients and /or their consultants to help individualize the portfolio toward its specialized needs and goals.

Q: What will you do with my existing assets?

A: We will conduct a thorough analysis of your existing assets and investment objectives to decide whether or not your current holdings are consistent with your goals. If we choose to move away from some or all of your current holdings, we will devise a plan with you to so in the most tax-efficient manner possible.

Q: Why work with a local firm instead of a national firm?

A: Bigger is often not better. Many larger firms experience ongoing investment staff turnover, forcing clients to re-establish relationships with a new advisor. Riggs Capital Management, LLC is privately owned so we can build lasting dependable relationships with our clients.

Q: Is Riggs Capital Management, LLC registered with any regulatory body?

A: RCM is registered with the Securities and Exchange Commission (SEC). Form ADV is mailed to clients annually and is available upon request.

Q: How is Riggs Capital Management, LLC compensated for their advisory services?

A: The only fee we charge is based on the total assets we manage. Because our entire compensation comes from that annual percentage management fee, we have no conflicts of interests and only our clients long-term objectives in mind.

Q: How is Riggs Capital Management, LLC different from other investment advisors?

A: RCM is local, independent, fee-only investment advisor that registered with the SEC. Using investment options most brokerage firms and advisors cannot access, RCM provides custom portfolios and active management for each of our clients.

Q: What is Riggs Capital Management, LLC investment philosophy?

A: Our philosophy is rooted in Modern Portfolio Theory, a Nobel-Prize winning system of combining asset classes that historically move diversely of one another. We avoid the ineffective practices of stock-picking and market-timing and invest client portfolios across an appropriate mix of individual stocks, separate account managers, mutual funds or EFT’s; a strategy called Custom Wealth Management.

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584 South State Street    |    Orem, UT 84058    |    Phone 1-800-575-2717