Getting Started

Riggs Capital Management, LLC’s investment discipline consists of the following four components:

1. Data Gathering and Defining Client Investment Philosophy

   Through conversation and our Confidential Investor Questionnaire (CIQ) we gather details about you, your tolerance for risk, and personal financial goals. This information is taken into consideration along with details of your existing portfolio and the current market environment to compose a custom portfolio appraisal and recommendation.

   Confidential Investor Questionnaire

2. Establishing an Optimal Asset Allocation

   RCM’s Portfolio Appraisal process helps us establish an asset allocation and investment strategy suited to your risk tolerance and rate of return objectives. Our Portfolio Appraisal provides you with a transparent view of your Current Portfolio and our Recommended Portfolio, enabling you to easily compare portfolio diversity, downside risk and the performance capacity of each.

3. Implementing Portfolio Recommendations

   Once we have identified the appropriate investment strategy and completed a Client Agreement, RCM can implement our mutually agreed upon recommendations. We have the ability to manage client assets virtually anywhere however we recommend clients custody their assets at one of two globally recognized institutional brokerage firms.

4. Monitoring and Adjusting Portfolio Composition

   RCM constantly monitors client portfolios and makes timely adjustments as necessary based on the changing dynamics of the market and/or the client situation. Our ongoing work helps ensure that your investment portfolio is developed to help you achieve your specific financial and personal objectives.

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584 South State Street    |    Orem, UT 84058    |    Phone 1-800-575-2717