Riggs Capital Management, LLC (RCM) is an SEC-registered investment advisory firm providing wealth management services to individuals and institutions across the nation.

Our Mission:

1. To help clients navigate the challenging twists and turns of the financial markets using our objective and disciplined investment methodology.
2. To establish lasting client relationships built on trust, integrity and open lines of communication.
3. And to ultimately preserve capital and produce appreciation for clients’ portfolios.
   
   Our investment management services focus on the design and management of investment portfolios matched to the return objectives and risk tolerance of our clients. Emphasis is placed on broad diversification within asset classes, fundamental analysis of investments, and the minimization of taxes and transaction costs. The actual management of investment accounts is driven by each client's unique needs, existing investment portfolio and personal tolerance for risk.

Executive Summary

• RCM is an institutional money management firm specializing in the construction and management of highly-customized investment portfolios utilizing individual stocks and bonds (via separate account managers), mutual funds and exchange traded funds.
• The RCM methodology incorporates principles of Modern Portfolio Theory, Asset Allocation and Diversification into its own proprietary investment strategy in pursuit of attractive risk-adjusted returns.
• Rather than attempting to time the market, RCM employs a dynamic money management approach adjusting portfolios as market fundamentals and relative strength shift.
• RCM strongly emphasizes trust, transparency and regular client contact.
• RCM maintains a Market Review Committee, a professional team of money managers with more than 45 years of combined experience and more than $5 billion in assets managed for individual investors and institutions.
• Members of the Market Review Committee are required to have either the Chartered Financial Analyst designation and/or a Master’s Degree in a related field, and a minimum of seven years of investment management experience.
• RCM manages accounts with risk tolerances that range from ultra-conservative to very aggressive clients that include high net-worth individuals, corporations, private foundations and retirement plans across the nation.
• An independent and objective fee-only firm, RCM offers investors a unique alternative to self-management and commission-based brokers.
• Competitive pricing aligns the economic interests of both RCM and you, the investor.

Performance Track Record

The foundation of RCM’s performance history is a highly disciplined proprietary investment methodology that successfully combines preservation of wealth and market appreciation in client portfolios. Absolute objectivity, with a longstanding commitment to our clients’ best interests, has further enhanced bottom-line returns for our clients. We approach our market analysis and make decisions based on discipline and fundamentals rather than emotion or influence. Unique relationships with select strategic partners, including separate account managers and mutual fund institutions, have been another key to our success. These relationships enable us to provide investors such as you with access to certain CLOSED funds, load funds at Net Asset Value (NAV), and institutional investments with otherwise prohibitive minimums. The final component of our performance is daily monitoring – we monitor market and portfolio activity on a daily basis , making necessary changes to your portfolio to help you meet your objectives.

Our Commitment to You

At RCM we recognize our clients represent our most valuable asset, and maintaining healthy relationships is paramount to our continued success. We currently work with a wide variety of investors including high net-worth individuals, corporations, foundations and retirement plans from across the nation. Our focus on communication allows us to forge a strong working relationship with you. After our initial meeting, we will schedule periodic reviews to discuss your portfolio and ensure it is performing according to your investment goals. If you have experienced any life changes that may impact your investment plan, we will adjust your portfolio and your investment objectives accordingly. In addition to periodic reviews, RCM will send you customized performance reports and our Dynamics newsletter on a quarterly basis. At any time, if you have questions or concerns, you can talk with one of our senior investment professionals. Our responsive Management Team is never out of reach, and each member of the Market Review Committee understands the importance of professional insight and perspective in all market environments. Our disciplined investment philosophy has helped individuals like you build and maintain their wealth to achieve their personal financial objectives. We look forward to plotting your financial course.

To view our corporate brochure, please click here

SEC Registered Investment Advisor    |    Privacy Policy
584 South State Street    |    Orem, UT 84058    |    Phone 1-800-575-2717

©2008 Riggs Capital Management, LLC.